青少年脊柱侧弯的外支架治疗-来自新英格兰医学
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T h e ne w engl a nd jour na l o f medicine
n engl j med 369;16 f26d9c74a300a6c30c229f6b october 17, 2013
1512Effects of Bracing in Adolescents with Idiopathic Scoliosis
Stuart L. Weinstein, M.D., Lori A. Dolan, Ph.D., James G. Wright, M.D., M.P.H.,
and Matthew B. Dobbs, M.D.
From the Department of Orthopedics
and Rehabilitation, University of Iowa,
Iowa City (S.L.W., L.A.D.); the Department
of Orthopedic Surgery, Hospital for Sick
Children, Toronto (J.G.W.); and the De-
partment of Orthopedic Surgery, Wash-
ington University School of Medicine and
St. Louis Shriners Hospital for Children,
St. Louis (M.B.D.). Address reprint requests
to Dr. Weinstein at the Department of
Orthopedics and Rehabilitation, Universi-
ty of Iowa, 200 Hawkins Dr., Iowa City, IA
52242, or at stuart-weinstein@f26d9c74a300a6c30c229f6b.
This article was published on September 19,
2013, at f26d9c74a300a6c30c229f6b.
N Engl J Med 2013;369:1512-21.
DOI: 10.1056/NEJMoa1307337Copyright ? 2013 Massachusetts Medical Society ABSTR ACT
BACKGROUND
The role of bracing in patients with adolescent idiopathic scoliosis who are at risk for curve progression and eventual surgery is controversial.METHODS We conducted a multicenter study that included patients with typical indications for bracing due to their age, skeletal immaturity, and degree of scoliosis. Both a ran-domized cohort and a preference cohort were enrolled. Of 242 patients included in the analysis, 116 were randomly assigned to bracing or observation, and 126 chose between bracing and observation. Patients in the bracing group were instructed to wear the brace at least 18 hours per day. The primary outcomes were curve progres-sion to 50 degrees or more (treatment failure) and skeletal maturity without this de-gree of curve progression (treatment success).
RESULTS The trial was stopped early owing to the efficacy of bracing. In an analysis that in-cluded both the randomized and preference cohorts, the rate of treatment success
was 72% after bracing, as compared with 48% after observation (propensity-score–adjusted odds ratio for treatment success, 1.93; 95% confidence interval [CI], 1.08 to
3.46). In the intention-to-treat analysis, the rate of treatment success was 75% among
patients randomly assigned to bracing, as compared with 42% among those ran-domly assigned to observation (odds ratio, 4.11; 95% CI, 1.85 to 9.16). There was a significant positive association between hours of brace wear and rate of treatment
success (P<0.001).
CONCLUSIONS
Bracing significantly decreased the progression of high-risk curves to the threshold for surgery in patients with adolescent idiopathic scoliosis. The benefit increased with longer hours of brace wear. (Funded by the National Institute of Arthritis and Musculoskeletal and Skin Diseases and others; BRAIST f26d9c74a300a6c30c229f6b number, NCT00448448.)
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Bracing in Adolescents with Idiopathic Scoliosis
n engl j med 369;16 f26d9c74a300a6c30c229f6b october 17, 20131513A dolescent idiopathic scoliosis is
characterized by a lateral curvature of the spine with a Cobb angle of more than 10 degrees and vertebral rotation. Whereas scoliosis develops in approximately 3% of children younger than 16 years of age, only 0.3 to 0.5% have pro-gressive curves requiring treatment.1 Curves larg-er than 50 degrees are associated with a high risk of continued worsening throughout adulthood and thus usually indicate the need for surgery.2 In the United States in 2009, there were more than 3600 hospital discharges for spinal surgery to correct adolescent idiopathic scoliosis, the total costs of which (approximately $514 million) ranked sec-ond only to appendicitis among children 10 to 17 years of age.3
Treatment with rigid bracing (thoracolumbo-sacral orthosis) is the most common nonoperative treatment for the prevention of curve progression. There are many different brace designs, but with all of them, the objective is to restore the normal contours and alignment of the spine by means of external forces and, in some designs, the stimu-lation of active correction as the patient moves the spine away from pressures within the brace.Studies of bracing in adolescent idiopathic sco-liosis have suggested that bracing decreases the risk of curve progression.4-10 However, the results were inconsistent, the studies were observation-al, and only one prospective study enrolled both patients who underwent bracing and those who did not.11,12 Thus, the effect of bracing on curve progression and rate of surgery has remained un-clear. We conducted the Bracing in Adolescent Idiopathic Scoliosis Trial (BRAIST) to determine the effectiveness of bracing, as compared with observation, in preventing progression of the curve to 50 degrees or more (a common indication for surgery).METHODS
STUDY DESIGN
We conducted BRAIST in 25 institutions across the United States and Canada. Enrollment began in March 2007. Initially, the trial was designed solely as a randomized trial. However, enrollment was slower than anticipated, because centers screened fewer eligible patients than anticipated and fewer families accepted randomization than the expect-ed frequency of 25% of those approached. Since the main reason for declining randomization was a stated preference for one treatment over the other, a preference group was added to the trial in November 2009, which allowed patients to par-ticipate by choosing their own treatment. There-fore, the final design included both a randomized cohort and a preference cohort, with identical in-clusion criteria, protocols, and outcomes assess-ments (Fig. S1 in the Supplementary Appendix, available with the full text of this article at f26d9c74a300a6c30c229f6b). Enrollment was completed in Febru-ary 2011.The study was approved by the human subjects committee at each institution and was overseen by an independent data and safety monitoring board appointed by the National Institute of Ar-thritis and Musculoskeletal and Skin Diseases. The first and second authors take full responsi-bility for the completeness and integrity of the data reported and for the adherence of the study to the protocol, available at f26d9c74a300a6c30c229f6b. Additional information about the study initiation and prog-ress is available elsewhere.13 The statistical analysis plan is available with the protocol.PATIENT POPULATION
The target population for this study was patients
with high-risk adolescent idiopathic scoliosis who
met current indications for brace treatment: an age of 10 to 15 years, skeletal immaturity (defined
as a Risser grade [a measure of the amount of ossification
and eventual fusion
of the iliac apophysis, on a scale of 0 to 5, with higher grades indicating greater skeletal maturity] of 0, 1, or 214), and a Cobb angle for the largest curve of 20 to 40 degrees.15 To be eligible, patients could not have received previous treatment for adolescent id-iopathic scoliosis (Table S2 in the Supplementary Appendix). Eligibility was determined by the lo-cal investigators. Standard information about the trial was presented to eligible patients by means of an online education module.Patients who declined participation in the study were registered as screened, and their age, sex, race and ethnic group, curve type,16 Cobb angle of the largest curve, and reason for declining were recorded in a Web-based enrollment system. Pa-tients providing assent to randomization received a computer-generated assignment to bracing or observation, which was stratified according to curve type (single thoracic curve vs. all other curves); patients in the preference cohort chose bracing or observation. Written informed consent
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1514from the parent or guardian was required before any study procedures were initiated.STUDY INTERVENTIONS Patients in the observation group received no spe-cific treatment. Patients in the bracing group re-ceived a rigid thoracolumbosacral orthosis, pre-scribed to be worn for a minimum of 18 hours per day. Participating centers prescribed the type of brace used in their normal clinical practice. Wear time was determined by means of a temperature logger (StowAway or TidbiT data logger, Onset Computer) embedded in the brace and pro-grammed to log the date, time, and temperature every 15 minutes. A temperature of 28.0°C (82.4°F) or higher 17,18 indicated that the brace was being worn. Patients who received a brace were consid-ered to be treated, regardless of their level of com-pliance with prescribed brace wear.Both patients and clinicians were aware of the assigned treatment. However, all radiographic evaluations and outcome determinations were made at the central coordinating center by two readers (a research associate and a musculoskeletal radiologist) who were unaware of the treatment assignment and the treatment received.DATA-COLLECTION AND FOLLOW-UP PERIODS We collected radiographic, clinical, orthotic, and self-reported data at 6-month intervals. Adverse events and quality-of-life scores were monitored at each follow-up assessment and reported to the data and safety monitoring board. A complete list of these data is provided in Table S3 in the Sup-plementary Appendix. The type of brace (Boston, Wilmington, or one of several other designs), specific customizations, and modifications over time were recorded. Temperature-monitor data were downloaded every 6 months by the research coordinator.OUTCOMES The primary outcome was determined when the first of two conditions was met: curve progression to 50 degrees or more (treatment failure) or skel-etal maturity without this degree of curve pro-gression (treatment success). The original matu-rity outcome was based on the change in vertical height, with adjustment for the change in the Cobb angle.19 Owing to concerns regarding the accuracy and reliability of this measure, maturity was redefined as a Risser grade of 4 for girls (75 to 100% ossification of the iliac apophysis, corre-sponding to near-cessation of growth) or 5 for boys (100% ossification of the apophysis with fu-
sion to the ilium) and a Sanders digital maturity stage of 7 (defined as closure of all physes of the phalanges).20 This change was made before any analysis of the data. In the case of disagreement between the two primary readers regarding the treatment outcome, a third reader who was un-aware of the treatment assignment and the treatment received broke the tie.The score on the Pediatric Quality of Life In-ventory (PedsQL), a generic quality-of-life instru-ment used in studies of acute and chronic illness, was a secondary outcome.21,22 PedsQL scores range from 0 to 100, with higher scores indicating a better quality of life. Other secondary outcomes (not reported here) included health and function-ing,23 self-image,24 and perception of spinal ap-pearance.25
STATISTICAL ANALYSIS
The initial sample-size calculations assumed ran-domization and an equal number of patients in each study group. The treatment-failure rate for bracing was set at 15% on the basis of the litera-ture and the consensus of the protocol-develop-
ment committee. A survey of potential study par-ticipants indicated that at least a 50% reduction in the risk of curvature progression warranting surgery would be required for patients to choose bracing,26 so the treatment-failure rate in the ob-servation group was set at 30%. With an alpha level set at 0.05, a power of 90%, and allowance for a 10% loss to follow-up, we calculated that a sam-ple of 384 patients was required.The statistical analysis plan prespecified a pri-mary analysis that included data from the com-bined randomized and preference cohorts accord-ing to the treatment received and a secondary intention-to-treat analysis that included data only
from the randomized cohort. In both analyses, we used logistic regression to estimate the odds ratio for successful treatment (indicated by skel-etal maturity with a Cobb angle of <50 degrees) in the bracing group, as compared with the ob-servation group.In the primary analysis, we used propensity-score adjustment to control for potential selection bias due to nonrandom treatment assignment in the preference cohort.27 The propensity-score–derivation model was constructed with the use
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Bracing in Adolescents with Idiopathic Scoliosis
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of multivariable logistic regression, with bracing as the dependent variable. We made an a priori decision to include the baseline age and the Cobb angle of the largest curve, along with a variable indicating whether the patient had undergone ran-domization. Additional variables, with no missing values, that were unbalanced between the study groups at a significance level of 0.05 were also considered for inclusion. The treatment effect was defined as the odds of success as a function of the treatment received, with adjustment for the dura-tion of follow-up and quintiles of the propensity score.
Prespecified interim analyses were performed as requested by the data and safety monitoring board. The cumulative type I error rate was main-
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* Plus–minus values are means ±SD. There were no significant between-group differences at baseline, except for the comparisons of sex in the two study cohorts (P = 0.02) and standing height in the as-treated groups (P = 0.03). Data were missing for the following characteris-tics: Risser grade (for 1 patient in the randomized cohort, 1 in the preference cohort, and 2 in the observation group), coronal balance (for 5 patients in the randomized cohort, 8 patients in the preference cohort, 2 in the observation group, and 11 in the bracing group), sagittal balance (for 10 in the randomized cohort, 21 in the preference cohort, 12 in the observation group, and 19 in the bracing group), kyphosis (for 6 in the randomized cohort, 7 in the preference cohort, 4 in the observation group, and 9 in the bracing group), lordosis (for 6 in the randomized cohort, 7 in the preference cohort, 5 in the observation group, and 8 in the bracing group), and Pediatric Quality of Life Inventory (PedsQL) score (for 6 in the preference cohort, 2 in the observation group, and 4 in the bracing group). SRS denotes Scoliosis Research Society.
? Race was self-reported. The “other” category included American Indian, Alaskan Native or First Nations, Asian, and Native Hawaiian or Pacific Islander.
? Radiographic measurements were from the centralized reading center. The readers identified 21 patients with radiographic measurements that did not meet the eligibility criteria (1 patient is included in more than one group listed here): a Cobb angle of less than 20 degrees in 3 patients (1 in the randomized cohort, 2 in the preference cohort, 1 in the observation group, and 2 in the bracing group), a Cobb angle of more than 40 degrees in 10 (7 in the randomized cohort, 3 in the preference cohort, 6 in the observation group, and 4 in the bracing group), a Risser grade of 3 or more in 7 (3 in the randomized cohort, 4 in the preference cohort, 3 in the observation group, and 4 in the bracing group), and an unclassifiable Risser grade in 2 (1 in the randomized cohort, 1 in the preference cohort, and 2 in the observation group).§ The Risser grade is a measure of the amount of ossification and eventual fusion of the iliac apophysis reflecting skeletal maturity.14 Grades range from 0 to 5, with higher grades indicating greater maturity.
? Coronal balance measures the offset of the top of the spine relative to the sacrum in the coronal plane.∥ Sagittal balance measures the offset of the top of the spine relative to the sacrum in the sagittal plane.** Scores on the PedsQL range from 0 to 100, with higher scores indicating better quality of life.
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Bracing in Adolescents with Idiopathic Scoliosis
n engl j med 369;16 f26d9c74a300a6c30c229f6b october 17, 20131517
tained at the planned level of 0.05 by means of the Lan–DeMets 28 spending-function approach with the O’Brien–Fleming 29 spending function. In addition to the effectiveness analysis, the data and safety monitoring board requested periodic evaluation of the patients’ first 6 months of tem-perature-monitor data to assess whether patients were complying with the treatment at a level that would allow us to observe a treatment effect if, in fact, one existed. The average time (in hours) of brace wear per day was calculated and pided into quartiles. The chi-square test was used to assess the association between wear time and the rate of success.R ESULTS
EARLY TERMINATION OF THE EFFECTIVENESS STUDY
The first interim analysis (September 2012) in-cluded 178 patients, and the second (January 2013) included 230 patients. The prespecified P value for stopping the study because of efficacy was 0.00821. The primary analysis yielded an adjusted odds ratio of 2.03 (95% confidence interval [CI], 1.12 to 3.68; P = 0.0197), indicating a treatment benefit in favor of bracing. The data and safety monitoring board recommended termination of the trial not only on the basis of this analysis (with the P value close to the prespecified level for study termination) but also on the basis of the results of the intention-to-treat analysis and the observation of a strong positive association between the amount of time spent wearing the brace and the rate of success. The data and safety monitoring board instructed the study team to perform a data lock on all outcomes up to and including the date of the board meeting. The analy-ses presented in this article were performed with the use of the resulting data set.
CHARACTERISTICS OF THE PATIENTS Of 1183 patients screened, 1086 met the inclusion criteria and made a decision concerning study par-ticipation (Fig. 1). A total of 383 patients (35%) provided assent, with written informed consent provided by a parent or guardian. These patients then either underwent randomization (155 pa-tients [40%]) or declined randomization and in-stead chose their treatment (228 [60%]). The 383 patients with informed consent and the 703 who declined participation were similar with respect to age and sex distribution, but in the group with informed consent there was a slightly higher per-centage of blacks and a slightly lower percentage of patients with a single lumbar curve or both a thoracic and a thoracolumbar curve (Table S4 in the Supplementary Appendix).PRIMARY ANALYSIS
A total of 242 patients were included in the pri-mary analysis: 116 patients (48%) in the random-ized cohort and 126 (52%) in the preference cohort (Table 1). The two cohorts differed significantly at baseline with respect to sex distribution, the in-terval between the diagnosis of scoliosis and trial enrollment, the person who first noticed the sco-liosis, and the largest degree of apical vertebral ro-tation (Table S5 in the Supplementary Appendix).A total of 146 patients (60%) received a brace, and 96 (40%) underwent observation only. The two study groups were generally similar with re-spect to baseline characteristics, except that the patients in the bracing group were taller on aver-age than those in the observation group (156.5 cm vs. 153.6 cm, P = 0.03). The propensity-score model included baseline height, Cobb angle of the larg-est curve, age, and status with respect to ran-domization. The average duration of follow-up was 21.3 months in the observation group and 24.2 months in the bracing group (P = 0.01).The rate of treatment success was 72% in the bracing group and 48% in the observation group (Table 2). With adjustment for the propensity-score quintile and duration of follow-up, the odds ratio for a successful outcome associated with bracing was 1.93 (95% CI, 1.08 to 3.46). Additional details of the propensity-score modeling are provided in the Supplementary Appendix.INTENTION-TO-TREAT ANALYSIS
A total of 51 patients (44%) in the randomized
cohort were assigned to bracing. There were no
* Successful outcome was defined as skeletal maturity without curve progression to 50 degrees or more. The primary analysis included data from patients in the as-treated groups. The intention-to-treat analysis included data only from patients who had undergone randomization.? The analysis was adjusted for propensity-score quintile and duration of follow-up.
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1518significant differences at baseline between the bracing and observation groups, except for the degree of lordosis (P = 0.02) (Table 3, and Table S6 in the Supplementary Appendix).The rate of treatment success was 75% among patients randomly assigned to bracing, as com-pared with 42% among those randomly assigned to observation (unadjusted odds ratio for success-ful outcome with bracing, 4.11; 95% CI, 1.85 to 9.16) (Table 2). The number needed to treat in order to prevent one case of curve progression warranting surgery was 3.0 (95% CI, 2.0 to 6.2), and the reduction in relative risk with bracing was 56% (95% CI, 26 to 82).BRACE DOSE–RESPONSE RELATIONSHIP The majority of patients assigned to bracing (68%) were treated with a customized Boston-type thora-columbosacral orthosis. Temperature data were available for 116 patients (from both the random-ized and preference cohorts). During the first 6 months, patients wore the brace for a mean (±SD) of 12.1±6.5 hours per day (range, 0 to 23.0). The quartile of duration of brace wear was positively associated with the rate of success (P<0.001). The lowest quartile of wear (mean hours per day, 0 to 6.0) was associated with a success rate (41%) sim-ilar to that in the observation group in the pri-mary analysis (48%), whereas brace wear for an average of at least 12.9 hours per day was associ-ated with success rates of 90 to 93% (Fig. 2).QUALITY OF LIFE AND ADVERSE EVENTS
The average PedsQL scores 22 for patients included in the primary and intention-to-treat analyses did not differ significantly between the bracing and observation groups at baseline (Tables 1 and 3) or at the final follow-up assessment (mean scores in the primary analysis, 82.0 and 81.9, respec-tively; P = 0.97; mean scores in the intention-to-treat analysis, 79.1 and 81.2, respectively; P = 0.45) (Tables S7 and S8 in the Supplementary Appendix). There were no significant differences between the bracing and observation groups in the primary analysis with respect to the percentage of pa-tients with any adverse event (P = 0.32) or the per-centage of patients reporting back pain, the most common adverse event (P = 0.29). There was one serious adverse event, a hospitalization for anxi-ety and depression in a patient who wore a brace.
Adverse events involving the skin under the brace
* There were no significant between-group differences at baseline, except for the degree of lordosis (P = 0.02). Data were missing for the following charac-teristics: Risser grade (for one patient in the observation group), coronal bal-ance (for two patients in the observation group and three in the bracing group), sagittal balance (for five in the observation group and five in the bracing group), kyphosis (for two in the observation group and four in the bracing group), and lordosis (for three in the observation group and three in the bracing group).? Radiographic measurements were from the centralized reading center. The readers identified 12 patients with radiographic measurements that did not meet the eligibility criteria: a Cobb angle of less than 20 degrees in 1 patient in the observation group, a Cobb angle of more than 40 degrees in 7 in the observation group, a Risser grade of 3 or more in 3 (2 patients in the observa-tion group and 1 in the bracing group), and an unclassifiable Risser grade in 1 in the observation group.The New England Journal of Medicine
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Bracing in Adolescents with Idiopathic Scoliosis
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were reported in 12 of the 146 patients (8%) who wore a brace.
DISCUSSION In adolescents with idiopathic scoliosis who were considered to be at high risk for curve progres-sion that would eventually warrant surgery, brac-ing was associated with a significantly greater like-lihood of reaching skeletal maturity with a curve of less than 50 degrees, as compared with obser-vation alone. A significant benefit of bracing was observed in both the randomized and the as-treated populations. We also found a significant association between the average hours of daily brace wear and the likelihood of a successful out-come. These findings corroborate those of previ-ous prospective observational studies, which have shown a significantly lower rate of surgery among patients who wore a brace than among those who were untreated 12 and a strong brace dose–response relationship.30
The rates of treatment failure in both groups in the randomized cohort were higher than ex-pected, at 25% with bracing and 58% with ob-servation; we hypothesized that the rates would be 15% and 30%, respectively. In previous stud-ies, the rates of progression warranting surgery have varied widely, ranging from 0 to 79% after bracing 4,12,31 and from 10 to 38% in untreated pa-tients.12,32-34 This variation could be due to dif-ferences in case mix, inconsistent indications for surgery, differences in the quality of the brace and in patient compliance with brace wear, and nonblinded outcome evaluation.Strengths of this study include the objective monitoring of the time spent wearing the brace; blinded, independent determination of the out-come; the persity of participating sites; and the a priori determination of the magnitude of risk reduction that was considered necessary by pa-tients in order for them to choose bracing. The independent, blinded documentation of the out-come of a large group of untreated patients can serve as a benchmark in future studies of treat-ment for this condition.BRAIST began as a randomized trial, but we were aware at the inception of the study that the majority of families would decline participation in order to pursue their own treatment prefer-ences.26 Therefore, the relatively low enrollment rate and the need to include the preference co-hort were not unexpected but resulted in a pri-mary analysis that was an as-treated assessment rather than an intention-to-treat assessment. Po-tential bias due to nonrandom treatment assign-ment in this analysis is expected to be minimized, but is not eliminated, by the use of propensity-score adjustment. In addition, the brace dose–response analysis may be confounded by factors such as curve type, curve flexibility, and charac-teristics of the brace. The observation that the intention-to-treat analysis yielded results that were similar to those of the as-treated analysis provides strong support for the conclusion that bracing re-duces the risk of curve progression and the need for surgery.Our findings have direct clinical applicability because they are derived from assessment of a group of patients for whom bracing would have been recommended in a typical orthopedic prac-tice but in the absence of rigorous supporting data. It is also relevant that, in the primary analy-sis, 48% of the patients in the observation group had a successful outcome, as did 41% of the pa-
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tients in the bracing group who spent little time actually wearing the brace. As others have sug-gested,12,35 current bracing indications may be too broad, resulting in unnecessary treatment for many patients. It is important to identify patients at high risk for clinically significant curve progres-sion who are also most likely to benefit from bracing.
In conclusion, bracing significantly decreased the progression of high-risk curves to the thresh-old for surgery in patients with adolescent idio-pathic scoliosis. Longer hours of brace wear were associated with greater benefit.
The views expressed in this article are those of the authors and do not necessarily represent the official views of any of the funding institutions.
Supported by grants from the National Institute of Arthritis and Musculoskeletal and Skin Diseases (R21AR049587 and R01AR052113, to Dr. Weinstein), the Children’s Miracle Net-work (to Dr. Weinstein), the Canadian Institutes of Health Re-search (FRN-81050, to Dr. Wright), the Shriners Hospitals for Children (79125, to Dr. Dobbs), the University of Rochester, and the Children’s Mercy Hospitals and Clinics.
No potential conflict of interest relevant to this article was reported.
Disclosure forms provided by the authors are available with the full text of this article at f26d9c74a300a6c30c229f6b.
We thank the many patients and families who participated in this trial and the research coordinators and staff at the partici-pating institutions.
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The New England Journal of Medicine
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