地理信息系统(gis)英语论文
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费力好大劲才搞到的 地理信息系统 gis 英语论文
*DepartmentofUrbanandRegionalPlanningandGeo-InformationManagement,ITC,P.O.Box6,7500AAEnschede,Netherlands.Tel.:+31-53-487-4223;fax:+31-53-487-4575.
E-mailaddress:mccall@itc.nl(M.K.McCall).
0197-3975/03/$-seefrontmatterr2003ElsevierScienceLtd.Allrightsreserved.
doi:10.1016/S0197-3975(03)00005-5
费力好大劲才搞到的 地理信息系统 gis 英语论文
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hoodsorancestraldomains,analysingandamelioratinglandandresourcecon icts,participatorylanduseplanning,awareness-raising,andeffortstobuildpeople’sempowerment.1Thegeo-informationtoolsusedintheseapplicationsincludecollaborativespatialdatacollectionusingRRA/PRAmethods,2participatorymaps,aerialphotosandremotesensingimages;andP-GISanalysesandrepresentations.
Thereisanimplicit,sometimesexplicit,assumptionthatusingGISatthislocallevelisbothef cientandeffective,inthatitisbelievedtosimultaneouslydealwiththeplanningcontent,answerthequestionsaskedofthegeo-information,andalsoaddressandsatisfythelocalstakeholders’underlyinginterests.P-GISisexpectedtobeimplementedinaparticipativemannerandmakeuseoflocalinformation,withinwhichindigenousspatialknowledge(ISK)isaspecialcategory.Assuchthereisanoften-madeassumptionthatthisuseofGISisatoolforbettergovernance.
Thispaperraisesquestionsforinvestigatingthevalidityoftheseassumptions.
*CanthegoalsofgoodgovernancebemetinsuchapplicationsofGIS?—withthegovernancecriteriaofaccountability,legitimacy,respectforrights,equity,andcompetence?
Toanswerthis,needssupplementaryquestions:
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*Whatdegreesof‘participation’arefoundinparticipatorymapping(P-mapping)andP-GIS?WhatmotivationsliebehindthepromotionofP-GIS?Islocalknowledge/ISKappliedtobettergovernance?WhohasaccesstoISK?Doaccessanduserespectculturalrightsandentitlements?Ultimately,whoistheowner?Doesownershipofthespatialinformationoutput(andinputdata)accordadvantagestotheowner,beyondtheboundariesofgoodgovernance?WhatdifferencedoesGIT(GIStechnology)maketothedistributionofpower?
ThepaperbeginsinSection2withaninventoryoflocal-levelGISapplications.3Section3discussesthecriteriabehind‘goodgovernance’andsomespatialaspectsofgovernancemeasures.Section4looksatthedif cultiesfacedbyP-GISinpractice,includingthecharacterofindigenousandgenderedspatialknowledge.Section5questionsownershipandaccessibilityofthisknowledge,particularlyinthecontextofgoodgovernance.Section6considersstrengthsandweaknessesofP-GIS—operationalissuesandwhetherGIScan‘represent’ISK.Section7drawssomeconclusionsaboutthepotentialandpromiseofnewGITforP-GIS,temperedbytherealitiesofpowerandothergovernancedimensions.ThewayinwhichP-GISisactuallyusedwillalwaysre ectthepowersituation.
Amajordriverinrecordingandanalysingurban/communityPSPhasbeentheVareniusinitiativeoftheNationalCenterforGeographicInformationandAnalysis(NCGIA).Vareniusstudieswereconcernedwithissuesinpower,control,andaccessingeo-information,mainlyintheUSA,includingtheimpactsofunequalaccesstoGIStechnologyanddata,thefeasibilityofrepresentinga‘communityknowledgebase’withinGIS,thepotentialdistortionoflocalknowledgebytheGIformat,andultimatelywhetherP-GIScanactuallyleadtoempowermentindecision-making(cf.http://www.ncgia.ucsb.edu/varenius/ppgis/ncgia.html;Craigetal.,2002).2RRAreferstorapidruralappraisal,whilePRAisparticipatoryruralappraisal.3ForreviewsandreferencesinP-GISemployment—forurbancommunityplanningandmanagement,seeCraigetal.(2002);and,forlocal-levelruraldevelopmentandNRM,seeMcCall(2002)andKing(2002).1
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2.Localandindigenouscommunitiesusinglocal-levelmappingandparticipatory-GIS
BeyondtheindistinctidealsofP-GISlikeempowermentandparticipation,thereareparticularpurposesbehindlocal-levelgeo-informationacquisition,analysis,andrepresentation.Generalcategories4aregivenbelow,togetherwithtypicalreferencesforurbanexamples.
Inarepresentative,thoughprobablyincompletesurvey,SawickiandPeterman(2002)identify67organisations(educationalinstitutions,NGOs,governmentdepartmentsandprivatecompanies)in40citiesintheUSAclaimingtohavesomeformofPPGIS.5
Inruralandnaturalresourcemanagement(NRM),P-GISisappliedfrequentlyamongstindigenouspeoplesofCanada,USA,NewZealand,andAustralia.ABritishColumbiasurveyshowed44%of109‘FirstNations’currentlyusingGIS,withanother36%interested,withthecommonestapplicationsbeing‘‘TraditionalUseStudies’’,treatyprocesses,andNRM(AMN,2002a,b).Poole(1995)foundmultipleexamplesofP-mappingorP-GISoutsidethesebigfour,onlyinBrazil,Philippines,Indonesia,Peru,Thailand,andKenya,and15othercountries.ESRI’sPPGISwebsites(ESRI,1997)listoneapplicationeachfromsixAsianorAfricancountries,comparedwithabout75casesfromNorthAmerica.
2.1.Claiming‘ourland’—demarcationofcommunityandneighbourhood,orlegalrecognitionofcustomarylandrights
DemarcationofcustomarytenureandtraditionaluseareasintheruralcontextaremostnotableinCanadaandUSA,withtheir‘FirstNations’constitutionalstatus.NewZealand,Australia,andincreasingly,thePhilippinesalsodesignateancestraldomain.Conventionally,GISisdeployedinformalisationandcommodi cationoflandandpropertyrights,althoughtherearelikelyseriousnegativeimplicationsinthisforcommonpropertyregimesandthepeopledependentonthem.Themapping/GISprocessneedstofollowproceduresknownandacceptabletolocalcommunitiesandinaccordancewithtraditionaldecision-making.Concomitantly,thespatial(map)productsmustsatisfytheformal,legallandtenurerequirementsforaccuracy,reliability,andlegitimacy.
Intheurbancontext,‘claimingourland’isunlikelytobeinlegalrightsterms,butasocio-cultural,munities,oratleasttheirconcerned,motivated,andcapacitatedmembers,demarcateandde netheboundariesandcontentsoftheplacethattheylivein(e.g.Elwood,2002;Craig&Elwood,1998).This‘community/neighbourhoodmapping’mayinclude‘historicalmapping’.Themappingprocessesmayremainveryconceptualandabstractasbe tsmappingpeople’sperceptionsandfeelings,buttheycanbemoresystematic,forinstancebymaintainingapublicrecordGIS(e.g.Casey&Pederson,2000;Craig,Harris,&Weiner,2002).‘Claimingtheneighbourhood’isusuallytheprecursortoparticipatorycommunityplanning(seeSection2.2).
CategoriesarebasedonWeineretal’s(2002)overviewofurbanapplications;andPoole’s(1995)seminalreviewofISKmappinginruralandNRMmappingcontexts.5ThedistinctionbetweenP-GISasthetool,andPPGIS(publicparticipationGIS),astheplanningcontext,isnotalwaysstraightforward.Thispaperusesboth.4
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2.2.Managementoftraditionallyheldterritoryandlandsystems
P-mappingandP-GIShavebeenappliedtorecordingandanalysingthewholegamutofindigenousNRMbasedonpeople’sindigenoustechnicalknowledge(ITK),fromsimplyexploitingaresourceoreco-unit,throughmaintainingaresourceovertime,tothecomplexlevelofmanagingtheecosystemnurturingtheresource.Poole(1995)providesnumerouslocalexamples,whilsttherearesystematicapproacheslike‘TraditionalUseStudies’,and‘BioregionalMapping’inCanada(e.g.Aberley,1993),and‘LandLiteracy’(environmentalappraisal)inKerala(e.g.Chattopadhyayetal.,1996).Mappinglocalknowledgeofhazardsisaparticularfocus(e.g.Drew,2002;Bitter&Marti,1998).
Thelocal,participatorymanagementofurbanneighbourhoodsusuallyfollowsonfrom‘claimingtheterritory’,andhastobemadecompatiblewithnationalorlocalauthorityregulationsonadministering,managingandplanningurbanterritory.PPGISappliedtoparticipatoryCommunity/NeighbourhoodPlanninghasbeenexaminedby,amongmanyothers,Howard(1999),Carver,Evans,Kingston,andTurton(1999),Leitner,McMaster,Elwood,McMaster,andSheppard(2002),andTalen(1999).Speci cattentionhasbeengiventoapplicationssuchashousingissues(e.g.Elwood,2002)orneighbourhoodrevitalisation(e.g.Craig&Elwood,1998).SpatialdatabasesalongwiththeP-mappingareusedtomaintainapublicrecordsGISorcommunitylandinformationsystems(e.g.Ventura,Niemann,Sutphin,&Chenoweth,2002).
Participatorydecision-makinginneighbourhoodmanagementsupposedlyisfurtheredbyinteractive,real-time,web-basedparticipationinapproachessuchasthe‘electronictownhall’(seeSection2.5).
2.3.Managingcompetitionandcon icts
InemployingP-GISinhandlingspatialcompetitionandcon icts,themapoutputsfromterritorialclaimsandlocal-levelmanagementareappliedinspatialcon ictanalysisandmanagement.Theoutputsareappliedtodelineatingboundaries(notnecessarilycleanlines)betweencompetinggroups,or,initiatingnegotiationeffortsbetweencompetinggroupsthoughmutuallyacceptable‘mapping’ofactualordormantspatialcon icts(competition)overresources,or,reducingcon ictsbymediationornegotiationbyusingGIS,ultimatelyareal-time,interactiveP-GIS.
P-GIScontributionstoparticipatory,communitycon ictmanagementarefoundin,forexample,locationchoiceforautilitytransmissionline(Towers,1997);spatialhousingchoice(Elwood,2002);assessingimpactsoftraf c owsandaccessibility(Schulte,1999);andenvironmentalmappingofhazardousareasandhazardousmaterials(Drew,2002).
2.4.Mappingequityandinequalities
P-GIShasdemonstratedstrongpotentialasatoolforanalysingandmappingindicatorsof‘poverty’,‘exclusion’,or‘discrimination’withinruralandurbancommunities.Thedisadvantagedgroupsofsocietycanbemappedasdistinctspatialsites,oraszonesofde ciency.
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ApplicationsfromPPGISpracticeandresearchinclude:mapping‘‘environmentalracism’’,i.e.thespatialcorrelationbetweenenvironmentaldegradationandthedistributionofethnicorsocio-economicgroupsinurbanareas(e.g.Aitken,2002;Kellogg,1999);socialequitymapping,i.e.theidenti cationofsocio-economicgroupsthatarerelativelydisadvantagedbyeconomicclass,employmentstatus,ethnicity,language,caste,gender,age,or,bylocation;analysingdifferentialmobilityandpeople’saccesstoservicesaccordingtosocialcategories;asigni cantcomponentofthisitemisthegendereddifferencesinmobilityandaccess(e.g.Hall,1997;Kwan,2000);empoweringmarginalisedgroupsthroughsupplyingthemwithappropriategeo-information(e.g.Sawicki&Burke,2002;Poole,1995);andutilisingGIStopromotetransparencyindecision-making(e.g.Drew,2002).
Mappingsocialequitystatusfrequentlydoesnotendsimplywithparticipatorymaps,butapplyingthemindevelopmentactionplans(e.g.Carveretal.,1999;Talen,1999;Howard,1999).AninnovativeexampleinPSPwasinKerala,wherePanchayatgroupsevaluatedhumanandnaturalresourcesandthus,localdevelopmentpotentials(Chattopadhyayetal.,1996).
2.5.‘Buildingcommunity’—promotingcommunityawareness,institutionalstrengthening;empowermentP-GISisappliedtodevelopingcommunityawarenessoflocalsituations,andtostrengtheningcommunityinstitutionsasanelementinpromotingpeople’sempowerment.Inspeci ccases,itisoftendif culttodistinguishbetweenthese,the‘empowerment’isusuallythoughnotalwaystheultimateintentionbehindtheawareness-raisingorinstitution-building.
AswithotherP-GISapplications,therearemorecasesinruraldevelopment,thaninurbansituations.Therearenumerousexamplesofeliciting,structuringandguardingITKandISKinlocalNRM(e.g.Poole,1995);acomponentofwhichisP-mappingofcultural–socialspatialresourcesofindigenouspeoples,suchassacredlands,burialgrounds,andancestraltenure(e.g.Harmsworth,1997).
Intheurban eld,publicGISismaintainedtobuildcommunityfeeling(e.g.Casey&Pederson,2000;Craigetal.,2002);topromotetransparencyindecision-making(e.g.Drew,2002);ortoempowermarginalisedgroups(Sawicki&Burke,2002).
Web-based,interactive,‘electronictownhall’developmentstowards‘‘digitaldemocracy’’arereviewedbyKingston(2002)fortheUK,andVenturaetal.(2002)forUSA.Awell-developedcaseis‘‘VirtualSlaithwaite’’fromPFR6(Kingston,Carver,Evans,&Turton,2000;Carveretal.,1999;Carver,2001).
2.5.1.Geo-informationtoolsused
Geo-informationacquisitionandanalysistoolsusedinPSPandP-GISrangefromtraditionalmappingtoolsofparticipatorysketchmapsandephemeralmapsinanRRAorPRAsetting,to3-dimensional(3-D)models7andairphotointerpretation(small-formatobliqueorvertical),tosatelliteimagesandGIS.
‘PlanningforReal’sexerciseinSlaithwaitevillage,WestYorkshire.7Thepopularityof3-Dphysicalhardwaremodelsraisesquestionsastowhetheritisthetactilemanipulabilityofthedevicethathasaspecialdepthofmeaning?e.g.theparticipatory3-Dmodels(P3-DM)ofRambaldiandCallosa-Tarr(2000),orthePFRwhichuseda1:10003-DscalemodelofSlaithwaite.6
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Theanalyticaltoolsappliedaremainlyfromparticipatory,interactive,communicationanddecisiontoolsincollaborativeplanning—publicmeetings,Delphimodels,gamingsimulations,orscenarioassessment.Theyare,however,increasinglybeingusedindistance-settingsviaemailandinternet.
Representationsaremadefromthemaps,images,3-DmodelsandGISoutputsworkingwithnewvisualisationsoftware.AfocusedtoolwhichshouldbeemployedinPSPis‘countermaps’—mapsexplicitlydisplayingtheneedsandrequirementsofgroupswhoareusuallyexcludedfromscienti csurveysbecausetheyaresociallyandinstitutionallymarginalised.Rocheleau,Thomas-Slayter,andEdmunds(1995),forexample,contrastedgenderedcountermapsofresourcemanagementconstructedbyandwithruralwomen,with‘conventional’planners’mapsmadebymen.
ThemodalitiesfordeliveryofP-GIStorelevanturbanpublicstakeholdershavebeenclassi edbyLeitneretal.(2002)ascommunity-basedin-houseGISorNGO-basedGIScentres;university/researchinstitute–communitypartnerships;publiclyaccessibleGISininstitutions;maprooms;uallyprojectsandcommunitiesuseamixofthese.InruralandNRMP-GISapplications,thelinkagesareprimarilythroughcitizens’groups,traditionalleadershiporcustomarylawauthorities,NGOs,andCBOs(community-basedorganisations),withlimitedinputasyetfrominstitutionsandprofessionals(e.g.Poole,1995;Gonzalez,2000;Rambaldi&Callosa-Tarr,2000).
3.‘‘GoodGISforgoodgovernance’’—dimensionsandcriteriaofgoodgovernance
Goodgovernanceisnotjustaboutaccountabilityalthoughaccountabilityprovidesthegeneralcontext.8Accountabilitycanbeexpressedintermsofthetransparencyandvisibilityofgovernmentdecisionsandpolicies,accountabilitymechanisms,andresponsivenesstolowerlevels—communityinvolvementbeingameanstogenerateaccountability.
Accountability(opengovernment)isnottheendinitself,itisameansofsupportinghigher-levelsocial–politicalgoalsof:
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*Legitimacy,Participation;RespectforRights,Empowerment;Equity(notsimply,equality);andCompetence(includingef ciency).
3.1.Legitimacy(ofthegoverningoverthegoverned)
DoGI(geo-information)toolssupportordetractfromgoodgovernanceinPSP,intermsoftherepresentativenessofregional,ethnic,class,religious,age,orgenderinterestsofthe‘governed’?Governancedimensionsaredevelopedfromamongothers,GoetzandGaventa(2001),vanKersbergenandvanWaarden(2001),Riggs(2000),andUNDP(1997)whichde nesabout15corecharacteristicsofgoodgovernance,including:participation;ruleoflaw;transparency;equity;effectivenessandef ciency;accountability;strategicvision;legitimacy;ecologicalsoundness;empowering;partnership;and,spatiallygroundedincommunities.8
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‘Ownership’bythegoverned,and‘participation’ofthegoverned,arecentralelementsoflegitimacyingovernanceterms.Ownershipasatotalityimpliesowningthekeysourcesofinformation,plustheprocessesofmakingtheproduct,plusthe nalproducts.Allocatingownershipisanelementofbuildingtrustbetweengovernedandgoverning.Asymbolic,butpracticalcruxof‘ownership’isinthechoiceofthe‘maplegend’.9Eventhen,therearethequestionsof‘whoprovidesalternativenamesoflegenditems?’,and‘whatquestionsareaskedtoinitiatethenaming?’.Maybenotjustthelegend,butthewhole‘map’,hastobeliberated.Empowermentisprovokedbytransferringlegendandoutputownershipfromthepowerfultothedisadvantagedwithcountermapsthatchallengethe(spatial)viewsofthepowerful.
IftheGItoolsandapproachbuildcommunicabilitybetweenoutsidersandinsiders,thiscanlegitimisethevalueofendogenousknowledge(ISK)andlanguage,andmakethetoolsmoreacceptabletolocalusers.
LegitimacydemandsactiveparticipationatallstagesofPSP,andtherefore,atallstagesofthemappingprocesses,by‘allstakeholders’,implyinggovernmentagenciesandtheprivatebusinesssector,aswellascivilsociety(communityrepresentatives,traditionalleaders,NGOsandCBOs.)Partnershipisacharacteristicofgoodgovernance(UNDP,1997).
3.2.Respect(bythegoverningforthegoverned)
DoGItoolssupportordetractfromgoodgovernanceinrespectingbasichumanrights,civilliberties,women’srights,workers’rights,culturalandregionalrights;indigenous(technical)knowledge;lawsandpropertyrights,andnotleast,people’srightstolivelihoods?Amongthe rstclientsforimprovedspatialinformationarethetaxcollectorsandpolice.
PSPusingGItoolsrespectspeople’srightsbydemonstratingthatithastheability:*
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*Toelicitandhandlelocalperceptionsandconceptualisationsofspaceandspatialvalues:Thiswouldinvolvecapturingandtranslatingspatialconcepts(‘mentalmaps’)ofboundaries,locations,zonesintomappableoutputs;buildingGISintolocalknowledgeprocess;andconsideringfuturetimesandfuturegenerationsbyprovidingastrategicvision;TohandleITKandISK:ThisimpliespromotingrespectforITK/ISK;presentingspatialoutput(mapsandGIS)insuchamannerthatlocalpeoplecanrecogniseandinterpretallrelevantfeatures;andtakingintoaccounttheheterogeneityoflocalpopulationsandthediversityoftheirknowledge.Tooperateatanappropriateresolutionofoutput:
Thisimpliesascale‘‘relevanttothelocalspace’’forlocal-levelmanipulation,thereforeatalargescale,1:5000–1:50,000.Thereseemstobeawindowof‘natural’scaleappealingtousers,whichmeetscompetingdesiresforcoverage,comprehensiveness,andinclusionontheonehand,andontheotherhand,informationdigestion,notinformationoverload,simplicity,andcomprehension.
9PointstressedbyG.Rambaldi(May2002,m.).
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3.3.Empowerment
Thetechnologyshouldbegivingvoicetolocalpeople,totheextentofputtinglocalpeopleonamoreequalfootingwithexternalexpertsanddecision-makers,suchasclaimedforP-GISusedinlandreforminSouthAfrica.AGItoolismoreempoweringwhenithastheassetofbeingconvincingtoexternaldecision-makers,whichstrengthensthevalidityofthetoolperseanditsoutputs,acrossboththegoverningandthegovernedgroups.Furthermore,aneffectivevisualisationoftheoutputsrendersthemmore‘attractive’forinsidersandoutsidersandraisesthetransparencyofthetool.
GITcanopenthehorizonsoflocalusers.Somearguethatthisenlargementofperspectiveisanaspectof‘modernisation’withnegativeconsequencesforthecommunity,thoughotherscredititformainstreamingandempoweringlocalpeoples.Nevertheless,a‘respectful’GItoolwouldnotunrealisticallyraiseempowermentexpectationsoflocalcommunities—the‘governed’—byprofferingapretentioustechnologythatpromisesmorethanitcandeliver.
3.4.Equity,betweengoverningandgoverned,andwithinthegoverned
DoGItoolssupport,ordetractfrom,equitygoalsofgoodgovernanceintermsofthedistributionof,accessto,andtake-upratesofpublicandprivateservicesfordisadvantagedgroups,orintermsofaccesstomarkets,laws,andpropertyrights?DoGItoolssupportspatialequitybystrengtheningobjectivesofdevolutionordecentralisation,andfollowingthesubsidiarityprinciple?DotheGItoolsre ecttherealityoflocal-levelPSPas‘multi-actor,multi-objective,multi-sector,multi-scale,dynamicplanninganddecisionsituations’dealingwithcompetitionandcon icts?
Inresource-poorandlowbudgetareas,planningandmanagementarelikelytobeproblem-drivenandre-active,ratherthanpro-active.Inthesesameconditions,thereisanabsolutescarcityofresourcestobesharedandoverallpovertyisthenorm.Insuchcases,investingtimeandeffortinP-mappingandGISareprobablyluxuriesbeyondsensiblebehaviour.
CantheGItoolmapequity?InKiepersol,SouthAfrica,theworkofHarrisandWeineron‘regionalpoliticalecology’aimsatrepresentinglocalconceptualisationsofenvironmentalandhealthrisksandspatialinequalities,especiallypost-apartheidaccesstoland,with‘integrated’equitymapping(Harris,Weiner,Warner,&Levin,1995;Weiner&Harris,2002).Similarequityobjectiveslaybehindthe‘mappingforlocaldevelopment’programmeinKerala’ssocialistruralcommunityplanning(Chattopadhyayetal.,1996).
AnimportantequityconsiderationinassessingGISapproachesforPSPistheirpracticalmanageabilityatlocallevelbylocalpeople.Thisalsocoversthe‘sustainability’ofthetoolsandapproaches,i.e.whethertheycontinuetofunctionaftersuchaGITprojectterminates.‘Manageability’coversarangeoffactors:
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*Feasibility—whetherthetoolisadaptedtolocaloperatingconditions,includingculturalandsocial,aswellastechnicalandclimatic;Appropriatenessofthespatialscaleofinputdataandoutputsforthelocalusers;Breadthof(community)participationintheenterprise,notjustusing‘‘keyinformants’’whoarelikelytobeeducated,adult,senior,Anglophone,males;
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*Comprehensibilityandsimplicityofusebyparticipants;literacy,numeracyandcomputer-literacyrequirements;Costeffectiveness;Maintenanceofthecurrencyofthedata—updatinginformationsetsiscostly,timeconsumingandliabletobeoverlookedintheenthusiasmofapplyingnewtools;andAbilityofcivilsocietytouseGItoolsforscenariobuildingtovisualisetheiralternativefutures.
petence—ef ciencyandeffectiveness
DotheGItoolssupportordetractfromthe‘competence’dimensionofgoodgovernance?Thiscanbesimplyre-interpretedasthequestions:
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*Arethetoolsef cient,andeffective,forthedeliveryofservices?Dotheyaddtoadministrativecompetence?Cantheyeffectivelytranslatebetweenindigenousandscienti cspatialknowledge?Dothetoolsunderstandandsomehowhandle‘imperfectdata’?—or,aretheybefuddledwhencopingwithimprecision,incompleteness,fuzziness,andambiguity?Canthetoolshandledynamicand owdata?Canthetoolshandleknowledgeaboutpowerrelations?
4.Whereis‘participation’inparticipatory-GIS?Howdoesparticipatoryspatialplanningrelatetogovernanceandtoindigenousspatialknowledge?
Participationinspatialplanningisclearlyrelatedtolegitimacyasagovernancecriterion,butastrongparticipatoryapproachalsosupportsothergovernanceimperativesofequityandrespectforpeople’srights.
4.1.Intensitiesandpurposesof‘participation’
‘Participation’meansdifferentthingstodifferentpeople;onereasonisthatmanyanalystsconfusetheintensities,withthepurposes,ofparticipation.FourintensitiesofPSP,fromtheleasttothemost‘participatory’leveloftheladder,arerecognisable:10
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*PSPas‘InformationSharing’impliesone-ortwo-waycommunicationbetween‘outsiders’andlocalpeople,andisprimarilytechnicalinformation,suchasneedsassessment.Thetopicsandmostinformation-gatheringtechniquesaresetbytheoutsideagencies.InPSPas‘Consultation’,externalagentsrefercertainissuestolocalstakeholdersforre nementorprioritising,butitistheoutsiderswhopre-de nethesalientproblems,andanalysisiscontrolledbyoutside.Ifalllocalandexternalactorsareinvolvedin‘Decision-making’,theyjointlyidentifypriorities,analysecurrentstatus,assessalternatives,andimplement.‘Participationisseenasaright,notjustasthemeanstoachieveprojectgoals’.
10SharingofBene ts—receivinggoodsandservicesorevenpoliticalcloutissometimesconsideredaformofparticipation,butthatis‘recipientparticipation’,conceptuallydifferentfrominvolvementin‘doing’.
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*M.K.McCall/HabitatInternational27(2003)549–573PSPas‘InitiatingActions’meansthatindependentinitiativesaremadeand‘owned’byempoweredlocalpeople,e.g.peopleself-mobilisetoperformcommunityactivities;adifferentsituationfromsimplyimplementationwiththeirownlabourinputs.
Therearecriticaldifferencesintheunderlyingpurposesorintentionsoftheparties(externalorinternal)whichare‘pushing’PSPasastrategyand/orpromotingP-GIS(McCall,1988):*
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*Facilitation—‘PSPispromoted’inordertoeaseoutsideinterventionsandinterests,toimproveexternalprojectef ciency,ortopassashareofthecostburdenontothe‘‘bene ciaries’’.Mediation—PSPispromotedtolink(mediate)outsidedemandsandlocalpeople’sprioritiesinordertoincreaseprogrammeeffectiveness,tobuilduplocalcommunitycapacity,ortomodifyoutsideinterventionstowardslocalaspirationsandneeds.Empowerment—PSPispromotedtoreinforcelocaldecision-makingandresponsibilitiestowardscommunityempowerment,tosupportequitablesocialredistribution,andtoempowerweakgroupsinresourceaccessandcontrol.
Therearesigni cantobstaclestoputtingthe‘empowerment’intentionintopractice.Frequentlythereishigh-levelexternalpoliticalresistanceto‘allowing’localempowermentordevolution,localelitesdonotgiveuptheirpowereasily,andtherearedegreesofapathyorfatalismamongthecommunitybasedontheirhistoricalexperiences(cf.Carver,2001).
munitiesarenothomogeneous
Therearecriticaldivisionsincommunitiesrelatedtogender,age,economicclass,socio-culturalstatus,tribeandcaste,life-style,etc.,whichleadtoanextensiverangeofneeds,opinions,andinterestsbetweentypesofactors.Highlysigni cantistheunequaldistributionofaccesstopowerfortheultra-poor,elderly,children,handicapped,inarticulate,minorities—e.g.ethnicgroups,castes,nomads.Womenespeciallyarefrequentlyexcludedfromstructuraldecision-making.Therefore,theessentialquestionstoaskofthedegreeof‘participation’inPSPorP-GISare:*
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*Whoisparticipating?Whohandlesdataanddecisions?Whocontrolstheprocess?Whousestheoutputs?WhohasaccessibilitytoGIStoolsandtechniques?Isthere‘openaccesstothedevice’?Whohasaccessibilitytotheoutputs?HowdotheGItoolsbehaveintermsoftheintensities,andthepurposes,of‘participation’?
4.3.Costef ciencyinparticipatoryapproaches
Thepropertiesofinformationsupplyimportanttoadecision-makerincludespeedandsimplicity.Participatoryapproachesareseriouslytimeconsumingandoftencostly,allparticipatorydatacollectionmethodshaveahugeappetitefortimeandpatience,and,solutions(anysolution)areneededtoourgently.
Elicitinglocal(con dential)knowledgefromkeyinformantsmeans rstly,trust,builtonlengthydiscussions.Forthisreason,thetypicalseniordecision-makerwillacquireinformation
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fromthe‘embodiedknowledge’ofknownandtrustedsubordinates,ratherthanfromanimpersonal,passivedatabase.Ofcoursesuchinformationisbiased,butthedecision-makercanadjustmoreeasilyforthatthanforthebuilt-inbiasesofageo-database.Theunderlyinggovernanceissuesherearerespectforcitizens,andlegitimacy.
WhenGITisinvolved,theoutputmaybefast,buttheinputscertainlyarenot.Acquiring,checking,andinputtingthespatialdataintheGISprocessisverytimeconsuming,andcommonlydivertstimeawayfrom eldactivities,defeatingtheoriginalpurposeoftheproject.Similarly,a‘limitingfactor’inaPSPprocessissimplythe‘‘restrictedtime’’ofthekeyinformants.Fromagoodgovernancepositiontherefore,competenceandef ciencyarecompromised.
ThetechnologyofOn-lineParticipationextendsthescopefordecision-makingandpolicysupport.AlthoughitisnotyetwidespreadeveninNorthcountries,itisbeingdevelopedforexampleinBengalandKarnatakainIndia,andinBrazil(Goetz&Gaventa,2001).
Somestrengthsofon-lineparticipationarethatspatialaccessibilityandgeographicallocationarenotconstraints,thereisuniversalaccessviatheinternet,andwith24/7therearenotimebarriers.Anonymitycancutdownculturalandpsychologicalbarriersofgender,status,ethnicity,age,andshyness(cf.Carver,2001).Theweaknesseshowevermustalsobeclearlyrecognised.Thereisaccessonlywherepeoplecanuseinternet,andbecause,asrecognisedindiffusion-of-innovationresearch,thisisnotface-to-face,itislikelytoleadto‘awareness’ratherthan‘conviction’.
4.4.Indigenousknowledgeandscienti cknowledge
ParticipatoryapproachestoplanningmustinvolvetheelicitationandapplicationofITK.ITKisembodiedknowledgetobeseenasalocalresourcethatbelongstoruralandurbanpeoplebothasindividualsandcommunities.Itshouldnotbedenigratedonlyasprimitive,unassimilated,andoutsideofthemarket.ITKisakeytoPSP(McCall,1988,1995),becauseitmaybetheonlyresourcethatthepoorestgroupscontrolwhilsttheirland,property,resources,orlabourarerapidlyappropriated;itisaresourceneedinglittleinvestmentforrealisation;itre ectsthecapabilityandcompetenceofthelocalcommunityandcanputthemonanequivalentfootingwithoutsiders;and,becauselocalknowledgeisoperational.
Onede nition,ofmany,cansummariseI(T)Kandthesigni canceforISKandGIapplications:‘‘IKistheinformationbaseforasociety,whichfacilitatescommunicationanddecision-making.Indigenousinformationsystemsaredynamic,andarecontinuallyin uencedbyinternalcreativityandexperimentationaswellasbycontactwithexternalsystems’’(Flavieretal.,1995,p.479).
LocalITKmaybedistinguishedfromscienti cknowledgebecause:
*
*
*itsderivationfromcloseandlongrelationshipsbetweenpeopleandaspeci clandareagiveITKits‘localness’,orlocalfocus;ownershipbythelocalcommunityintegratesITKwithsocialpriorities,eventhoughownershipisnothomogeneous;andclassi cationsinITKarelikelytobebasedonthefunctionalityoftheobjects,and/orthepurposivenessoftheactors;duetothis,ITKdependsmoreonholistic,combinatorialexplanationsthanonreductionism.
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Nevertheless,localITKhasmoreelementsthatitholdsincommonwithscienti cknowledge:*
*
*
*Dynamism—theinterestandabilitytoincorporatenewknowledgefromother(outside)sources,notwithstandingtheymaycontradictheldbeliefs;Taxonomiesasthebuildingblocksofexplanations;Identi cationofspeci cconditionsunderwhichgeneral‘laws’willhold;andKnowledgeisunevenlydistributedwithinacommunityofexperts.
4.5.Indigenousspatialknowledge
MuchofITKhasspatialconnotations.Considerforinstancethelocationsofindigenousresourcesandlocalresourcemanagementactivities,environmentalhazards,ecosystemsrelation-ships,spatialcorrelationsbetweenlocalgroupsandresourceunits.ThistypeoflocalknowledgecanbetermedISK.ISK‘‘describeshomeandactionspace,isinnateandsustainedknowledgeabouttheland,identi esissuesofimmediatesigni cance,andencodestheinformationabouttheenvironmentinalanguagearegions’inhabitantsunderstand’’(Duerden&Kuhn,1996).
Butbeyondtheseeasilyidenti able,materialitemswithinISK,thereisamoreslipperyconceptofspiritualormysticalknowledgeassociatedwithspace,andparticularlywithspeci careasofland(orcertainlandresources).
Therearepropositionsaboutbasicspatialcognition,or‘‘na. vegeography’’,11thatmaybevalidasgeneralisationsaboutISK,andthereforerelevanttoapplyingGIT.Thesepropositionsinclude:*
*
*
*
*
*Realspaceis‘‘tightlycoupled’’withtimeinpeople’sconceptualisations.UrbanlandscapeperceptionexamplesgobackatleasttotheworkofKevinLynch;whilstEgenhoferandMark(1995)nameoldEuropeanlandunitsinwhichfarmingareasarerelatedtotimerequirements.Reasoningaboutgeographicspacedealswithincompleteinformation,i.e.peoplehavetointerpolatemuchmissinginformationusing‘commonsense’rules.Multiplelevelsofdetailcorrespondtodifferentconceptualisationsofspace;somecognitivespacesarecontinuous,andsomediscrete.Boundariesarenotnecessarilydiscreteentities,andnotnecessarilyseenbyneighboursassymmetric;considertheboundariesinnaturalresourcecon icts,orintheperceptionsofurban‘neighbourhoods’.Distancesaremorelikelythannotasymmetric,dependingonthemeansofovercoming‘frictionofdistance’ormovementhindrances.‘‘Community’’Mapsaredistortedwhentheyareonlysimplisticagglomerationsofindividualmentalmaps.Grouprepresentationsofspaceareneeded,usingPRAmethods.
Landhasstrongspiritualandculturalvaluesformanypeoples,especiallyforindigenouspeoplesverylongsettledinauniquelocation.Foroneexample,ofMaorivaluesinNewZealand,Harmsworth(1997)putsitthatlandunitshavespeci ccharacteristicsoftapu(respect[forresources]),mana(authority),andmauri(lifeforce,lifeenergy).Therefore,‘land’cannotbesimplyde nedasaneconomiccommodity,andplacedinnarrowcategoriesof‘highvalue’,‘marginal’,or‘wastelands’.
‘‘Na. vegeographyisthebodyofknowledgethatpeoplehaveaboutthesurroundinggeographicworld’’(Egenhofer&Mark,1995).11
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TheISKoflandresourcesthereforeincorporatescustomarylawsandancestor-directedobjectivesinspatialdecision-makingprocesses.‘Naming’ofsacredplacesandsymbologyinspatialrepresentationsareelementsofthis.Suchvaluesareidenti ableintheconceptsofprobablyallpeopleswhoretainaspiritualfeelingforland(e.g.Bartolo&Hill,2001,forAustralia;andtheAMNwebsiteforNorthAmerica,).Inthemodernurbancontext,somePPGISpractitionersareemphasisingsimilarlya‘senseofurbanplace’asaformofISK(cf.Casey&Pederson,2000;Carver,2001).
4.6.Genderedspatialknowledge
Genderedspacereferstoseveraldimensions:specialisedgenderedknowledgeofdistributionsinspace,thedifferentialaccesstoandownershipofresourceswiththeirnestedscales,andculturallandscapes/townscapesassociatedwithlifeexperiencesofmenandwomen.
ThegendercomponentofISKisofteninvisible.Muchliterally,cannotbeseen—inNRMforexample,women’suseofforestresourcesislikelytobethecollectionoffoodsormedicinesundertheclosedcanopyandforestgardening,ratherthanlarge-scalelumberingoragriculturalclearing,usuallydonebymen.Satelliteimageryisnotsensitiveenoughtoshowthevitalelementsofwomen’sspecialisedagricultureandnaturalresourceuse.‘‘Theymay,infact,belimitedtoparticularresources,orevenparticularproductsy,certainlymuchsmallerthanasinglepixelinmostlanduseorpropertyimagesy’’(Rocheleauetal.,1995,p.64).Thus,women’slandsareoftendenigratedas‘unusedwastelands’,andtheproductstheymakearenotrecognisedashavingeconomicorevenlivelihoodvalue.Moreover,thegenderaspectisnotrecognised—becausecensussurveydatadonotshowtherichnessofwomen’sreallives(normuchofmen’s),becauseofthefocusonmonetisedactivities,andtherestrictiveassumptionsmadeabouttherolesandcapacities,andthusthespatialactivitypatterns,ofwomen.The‘nomarketvalue’designationisoftenelidedintolabelsof‘primitive’or‘worth-less’activities(cf.Scott,1995).
Nationalemploymentorlabourforceparticipationdatatendtoignorethelabourfor‘reproductionofthehousehold’—careofchildrenandelderly,orhousework,andaresultofthisis‘misogynistic’distortionsofeconomicspace.Itfollowsthatthemappedversionsorotherspatialdatabasesareunabletoshowgenderdistinctions.Genderdifferencesinlevelsofmobilityareseenintherestrictions,andthusinthe‘‘invisibility’’,ofthelargeproportionofhouse-boundandnon-carowningwomenintheUS(Hall,1997).Additionally,therearethe‘real’andperceivedspatialrestrictionsduetopersonalsafety,security,orharassmentlocations.Kwan(2000)expectsthatGIStoolswillhelpplannerstoidentifyandunderstandurbanwomen’sconstrictedspacesand‘ xityconstraints’.
5.Ownershipandaccessibilityinindigenousspatialknowledge
5.1.Ownershipofindigenous(spatial)information
TheownershipofISKmaybefollowingthepathofconventionalgeo-spatialinformationresources,wherethetrendistowardsmarketrules,evenfor‘‘patrimonial’’informationin
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foundationgeo-datasets,includingtopodata,infrastructure,andcensusdata.Spatialdataarebeingsoldofftothehighestbiddertoexploitthevalue-addedofGIS,fuelledbythegrowingpowersoftheWTOandWorldIntellectualPropertyOrganisation(WIPO).
Atthelocallevel,issuesofownershipofintellectualpropertyrightsalsoappearinrelationtoprivacyoflandparcelinformation(e.g.inthehighresolutionPPGISSlaithwaitecase,Carveretal.,1999).
Averystrongpositiononownership,andthereforeonlimitingaccess,of‘secret’,sacred,ISKistakenbyHarmsworth(1997)inrelationtoMaoripeoples.Theseprotectionistviewstowardsindigenousculture,foundalsointheUS(e.g.Madsen,1995),couldhoweverbeinterpretedalsoasprotectingtheprivilegesofanelitewhothriveontherestrictedknowledgeofresourcelocationsoruses,privyonlytothemselves.Thecommonestgrouptoloseoutarewomen,whenmen’ssecurecontrolofresourceknowledgeandtheconsequentexclusionofwomenbecomelegitimisedby‘communitytraditions’.Inurbansettings,thecon dentiality/secrecyofISKisnotonlyrelatedtoillegalactivities,althoughitwouldincludesuchasdrugdealinglocations.Buttherearenumerous‘traditional’activitieswhichfallundervaryinglabelsofanti-socialorimmorality,becausetheyarenotsanctionedbythemajoritysociety.
Examplesof,whataretovaryingdegrees,protectedorcon dentialruralandurbanISKdatalayers:
*
*
*
*
*Traditionalhunting, shing,grazing,medicinalherbscollection;areasusedbyurbangroupsforlivelihoodsorlife-styleactivities.‘Traditional’,vulgaractivities(e.g.hunting,dragracing,raves,streetbetting,prostitution,dog ghting),whicharecurrentlyanti-socialorinappropriate.Customaryboundariesandsubdivisionsofcultureareas—tribes,neighbourhoods,customaryproperty,eruvim,streetgangs,maleandfemale,gayandstraightspaces,personalspace.Historicplaces,neighbourhoods,Holysites,burialgrounds,ceremonialareas,buriedculturalobjects.Indigenoussacredplacenames,cosmologicallocations,sacredpathways,songlines.
Arelatedquestioniswhetherownershipofknowledgeincludestherighttopreventothersfromusingit.AmongstFirstNationsinNorthAmericaandinAotearoatherearelegal–politicalmovestowardsa‘communalrightofprivacy’.Thismeanscustomaryleadershiptakingresponsibilityfordataprotection,andthuscontrolovercon dentialGISdatalayers.
Moreover,therightsofindigenouspeoplescanbeassertedtoincludefreedomfrom‘wantonexploitation’oftheirnaturalresourcedatafromaerialphotographyorRSplatforms.Inthiscontext,Madsen(1995)quotesfromaUSlegalopinion,(1928)whenJusticeBrandeis‘‘calledtherighttobeletalone‘themostcomprehensiveofrightsandtherightmostcherishedbycivilizedmen’’’.ThereissimilarconcernoverthesurveillanceandpolicingcapabilitiesofGISusedincombinationwithhi-techspatialdatacollection(e.g.Harrisetal.,1995;Pickles,1995).
LandcareResearchinNewZealandoffersthreeprotectionoptionsforsensitive,con dentiallayers:recordingtheinformationasconcealed leslinkedtoaGISandneedingapermission;recordingtheinformationasanoverlay,e.g.agridatcrudescale,whichpreventsspeci csite
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identi cation;or,providingahyperlinktoarecognised(Maoriiwi)authorityresponsibletoanswerqueries(Harmsworth,1997).
5.2.Accessto,andexclusionfrom,spatialinformation
Whatevertheactualownership,peoplemusthaverightsofaccesstotheinformationstocksheldbythestate,asabasicconditionforgoodgovernance.Therearelimitstotheserights,setbynationalsecurityorcommercialcon dentiality,andtherearevastdifferencesbetweenwhatstates‘allow’theircitizensaccessto—Harrisetal.(1995)instancetheSouthAfricanlegacyofdistortedinformationunderapartheid.Theissuesofpublicaccesstoinformationheldbythelarge-scale,privatecommercialsectormustequallybeaddressedinpublicdebateandbesubjecttopublicpolicydetermination.Thereisastrongtendencytohiderelevantspatialdatainthebusinesssectorcamou agedundercommercialcon dentiality.
Lackof nancialresourceshowever,ismorepersistentthanareinstitutionalhindrances.Atlargerscale,thewealth(taxbase)ofcommunitiesisadeterminingfactorindevelopmentofPPGISintheUSA.HaklayandHarrison(2002)examinethe nancialdifferencesbetweenutilisingPPGISintheUKandtheUSA,intermsofcosts,easeofaccessandfamiliaritywithgeo-data,suchasOSmapsanddigitaldata.Attheindividuallevel,governanceobligationsnotonlyrequirethestatetoprovideaccessto(geo-)informationfortheircitizens,butatareasonableprice.CaseyandPederson(2000)lookattherealcostsofthetimeinvolvedtoacquireprimarydataorvisitdatabases.Accessibilityisnotonlyprice-related,therearephysicaltransportationandcommunicationconstructs.Mostoftheworldisinlowerincomecountries/classesandnotontheweb—eveninurbanareas,theymuststillwalkorbustoobtainpublicgeo-data.
The ipsideofaccessibilityisexclusion—despitetheimprovedaccessofmany,averysigni cantminoritywillbecomemoremarginalised—‘‘adoptionalsoimpliesnon-adoptionorinabilitytoadopt’’(Harrisetal.,1995).Therearetwolevelsoftheexclusionimpacts,relatedtothe‘intentions’ofpromotingparticipationforfacilitation,mediation,orempowerment(seeSection4).
Initially,thereisthepersistenceofan‘informationunderclass’excludedfromthedecisionloopbythe‘digitaldivide(e.g.Carver,2001).Becausetheyarewithouttheappropriatetechnicaltrainingor‘skills’,theoff-linegoatsareseparatedfromtheon-linewiredsheep.Inthesesituations,theroleofinformationhandlerorinterpreterwillbetakenbytheprofessionals—whethertheybeGISexperts,consultants,planners,orprofessional-levelNGOs.TherearemanycritiquesofthisinPPGISintheUSA.InreviewingalternativelocationsforapowerlineinWestVirginia,citizens’groupscomplainedthattheplanningprofessionalshi-jackedtheGISandmultimediatoolsandexcludedlocalconcernsoverdatacategoriesandweightingofimpacts(Towers,1997;King,2002).Technocraticplanningmodelsreplaced‘neighbourhooddiscourse’inaMinneapolisNeighbourhoodAssociationandintroducedalienterminology,conceptsanddecisionapproacheswhichexcludedthemarginalisedandlessarticulate—theelderly,blacks,andrenters,whereasthosewhocouldadoptthejargonandtheGISmilieufeltmoreempowered(Elwood,2002;Aitken,2002).OfcoursethisphenomenonisjustaspervasivewhereGITisinappropriatelyintroducedintorural,indigenous,‘non-technological’societies(e.g.Rundstrom,1995;Abbotetal.,1998).
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Beyondthis,istheelementallackofresourcesandaccesstopower,whichcreatesmoreimplacablehindrancesthanbeinguntrained(seeSection7).
6.HowwellcanGISrepresentITK?Strengthsandweaknessesofp-GIS
6.1.GISdistortionsofperceivedspace
GISoutputsareliabletodistortandtrivialisespatialrealitybecausetheypresentpatterns,notprocesses,even owscanbedif culttorepresent.Theycanonlydescribebutnotexplain;alternatively,theyexaminebutdonotprovideunderstanding.GIScanprovideanswerstothe‘what?’,‘when?’,‘who?’,andofcourse,‘where?’questions,butnotmuchofthe‘how?’,or‘why?’questions.Economicandsocialpower,whichisfundamentaltoexplaining‘why’?,rarelyappearsinGIS—thoughthatisasmuchduetotheownershipandobjectivesofmostconventionalGIS,asitistotechnicallimitations.
Thesenseofplaceassociatedwithparticularlocalitiesandbyparticulargroupsofpeopleinmentalmapsisqualitativeandfuzzy,metaphoricalormystical.ItmaynotbereducibletoEuclideanspace.Thedistortionsforcedonpeople’sperceivedspacebybeingembeddedinaprocrusteanlogicalpositivistGISbedmaythrowawaytoomuchculturalinformationbelongingtoISK.Aminimalrequirementisthatthenamesusedforobjects/people/placesshouldmeshwithindividualandcommunityknowledge(Brodnig&Mayer-Schonberger,2000).
Hall(1997)extendstheargumenttoidentifyGISasa‘‘masculinisttechnology’’whichismaterialistandpositivist,handlingonlydiscreteboundedunitsofanalysisthatareoftenpre-de nedandavoidfuzzyconcepts.Hercallisforworkonthe‘‘feminisationofGIS’’.Inasimilarvein,Varanka(1997)interpretsthestressontheprinciplesof‘plainstyle’incartography—thesimplicityofcontextbyeliminatingcompetingviewpoints,emphasisonmathematicalaccuracy,utility,lackoficonography,plainness—as‘‘manly’’;asopposedtootherobjectivesofrecordingambiguity,fuzzinessandspiritualvaluesthatareseenas‘‘feminineandjuvenile’’.Varanka(1997,p.1)proposesthatthe‘‘unacknowledgedconsequencesofPlainstylemappingare[masculinist]culturalyrepression[of]emotivestatementsandabstractionssuchasworldviewsandspirituality’’.
6.2.‘Preciseness’
Muchofwhatissigni cantinspatialpatternsinPSP,relatingforinstancetoneighbourhoodplanning,culturalzoning,orlocal-levelNRM,hasspatialcharacteristicsoffuzzy,multi-layeredzonesandzonalinformation(areas,polygons,rastergrids);blurred, exible,andmultipleboundaries(linedata);uncertain,hiddenorrestrictedspatiallocations(pointdata);anddynamics— owsofphysicalresources,informationormemes, owsofin uence,powerandcontrol.
GISapproaches,especiallythosebuiltonRSdata,mayplacemisleadingemphasisonspatialaccuracyorprecisenessoftheoutputinformation.Mostdevelopmentactivities,especiallyinruralsettings,donotneedahighdegreeofspatialexactitude.Theyareconcernedwithinterventionsatthelevelofcommunitiesorecologicalzones,whicharerelativelylargespatialentities,andmay
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nothavepreciseboundaries.Manysocialinterventionsareaimedatcommunitiesofpeoplewhodonothaveauniqueor xedlocation(women,pastoralists,students,the‘‘poorest10%’’).Precisionisneededforspecialsituations,especiallylegalactions,suchascustomarylandrightsvs.thestateoraforestryconcession.
6.3.Visualisationandtechnical im- am
ConventionalprojectstodisseminateGIShavecommonlybeendrivenfromoutside,asa‘solutionlookingforaproblem’.‘‘GISandRSdemonstrations[ingeneral]are‘technology-driven’ratherthen‘demand-driven’’’(Hutchinson&Toledano,1993).Thisraisesquestionsofthelegitimacyandrespectdimensionsofgovernance.
GISsoftwaremarketedtocommunitygroupsisofteninappropriateinitsfunctionalitiesanddataappetite,munitycustomershavelearnttopreviewsoftwareoptions;forexample,theShuswapNationinCanadaassessedpertinentfactorsoflearning,informationinterchange,support,easeofuse,aswellascost(Johnson,1997).Ongovernancecriteria,softwaredecisionsrelatebothtoaccountabilityandcompetence/ef ciency.
ItisimpossibletooverestimatethevisualimpactofGISoutput,RSimagesand,tosomeextent,maps(cf.Monmonier,1996).Itisnotonlythequantityofinformationbitsthatcanbesummarisedinanimage(comparedwithawrittenreportordatatables),butthequalityoftheinformationimpartedisalsodifferent—the‘‘clarity’’,thesimplicityof‘‘distinguishing’’,andtheeaseofmakingcomparisons.Asmanyobserversnote,GISdisplayscanhavetooconvincinganimpactontheaudience—theeaseoflayeringandofchangingmaps,theapparentobjectivityandscienti ccontentofthedisplay,canhaveablindingeffect(cf.Abbotetal.,1998;Obermeyer,1994),althoughthisshoulddeclineasdecision-makersbecomemorefamiliarwiththetechniques.EvenproponentsofGISapplications,pointout(inthecontextoflandclaims)how‘‘yGIScanprovideanairofscienti cobjectivityrequiredwithinthelegalsystem’’(Johnson,1997).‘‘Spurious’’couldeasilybeaddedtothequote.
GISactivitiesareoftentreatedasshort-term,limitedprojects,ratherthanason-goingprocesses,despitebeingmarketedasstructuralinvestment.12InmostPSPapplications,however,thebene tsofparticipationareneitherfast,nornecessarilyina nancialcurrency;andwherethereareeconomicreturnsfromP-GISusedforcommunitydevelopment,theyarenotaccruingtothecommercialplayerswhocouldfundhigh-techGIS.
Thereareconcernshereforaccountability,aswellasforef ciencyinapracticalsense.FlashyGISimagescreateinfactnon-transparencyandnon-visibility,sothatrepresentationsanddecisionsaredistortedorconfusedbytheimage.
yering
Onthepositiveside,agreatstrengthofGISandP-GISwithrespecttoISKistheperformanceofthelayeringcapabilities.Multipleperspectivesalwaysdemandmulti-mappings,anditisarguablethatthiscapabilitymeansthatGIScansigni cantlyrepresentaholistic,non-12AsinexperiencesofmunicipalGISinCebuandLilongwe(vanderVegt,2001).
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reductionist,weltanschauungofindigenous/localpeoples.ThethematiclayerseasilycreatedinGISmappingcanre yeringhasasynergisticresultinthatthecombinationsofthemedspatialinformation,fromdifferentsocialperspectivesandsources,andbothquantitativeandqualitative,createawholegreaterthanthesumofitsparts.Thus,layeringhasafundamentalrelationshipwithrespectforrights,andtosomeextentwithequitycategories.Moreover,layeringisanywayusedtoimprovecompetence/ef ciencyofdeliveryeveninconventionalplanningapproaches.
Multimediaandinteractiveweb-basedmapping/GIScanshowmultipleviewsandvoices,layersofinformation,andlayersoftime.TypicalspatialandtemporalconstraintsofstandardmaporGISrepresentationareremovedbyusingmultimediaorawebpresentation(e.g.Weiner&Harris,2002inSouthAfrica;Kingstonetal.,2000inUK;Shiffer,1998inUSA).Theeasyabilitytoclickonamapto ndamagni cation,oraphotoorsketch,orwritteninformation,helpseventheinexperiencedusertoovercomemap-readingproblems(Kingstonetal.,2000).
6.5.Operationalissues—can‘civilians’workwith(P-)GIS?
PositiveexperienceswithP-GISshowthatanaf nity—‘feelingcomfortableworkingwithgeo-spatialinformation’—isnotdif culttostimulate.Forinstance,techno-professionalshaveappreciatedforadecadethatuntrainedpeople,withlocalISK,canworkeffectively,easilyandhappilyinterpretingaerialphotos(e.g.Groten,1997;Jordan&Shrestha,1998).WorkingwithGISsoftwareandhardwareisnotonlyfeasible,butwiththeappropriateapproach—culturallyaswellastechnically—itisveryeffective.AlthoughmostpackagedGIStrainingorcapacity-buildingisgearedtocomputerliterates,therearealternatives,asshownbytheexperiencesofAMNandESRI,andbytheexperiencesboth,oflong-runintensivetraining(e.g.Gonzalez,2000;Weiner&Harris,2002;Sawicki&Burke,2002),or,ofmorerapidPRAexercises.
WherethereareconstraintsagainstlocalpeopleororganisationsworkingwithGIS,theyareduetoexclusion—whethereconomic,social,and/orpolitical,andnotbecauseoftechnicalincapacity(e.g.Obermeyer,1994;Johnson,1997).Ontheotherhandarethescepticswhoconsiderthatthepublicshouldknowtheirlimitations(e.g.Casey&Pederson,2000;maybeCarver,2001).GISistoo‘complexabeast’liabletodistortionofitsresults,andamateurapplicationsofGISareatleastpronetoridicule,atworst,dangerous.
LossofskilledstafffromP-GISunitsisarelatedissue(Casey&Pederson,2000;vanderVegt,2001).ToavoidfastturnoveroftrainedGISstafftomorelucrativejobs,apre-conditionisastronglocalorganisation.
7.Conclusions—(spatial)information,power,andparticipationinspatialplanning
7.1.Indigenousspatialknowledgeanditsownership
MuchISKinagricultureandNRMisequivalenttoscienti cknowledge,inmanyrespectsbetter,becauseitembodiesdecadesorgenerationsofspeci cpracticalknowledgewhichisinteractiveandholistic,thusincorporatingreallinkages.ItishardertoarguesimilarlyforITK/ISKinurbansettings,thoughconsiderourfamiliaracceptance,andtheimpactof,
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non-professional,localknowledgeoftravelpatterns,locationsoflife-styleactivities,orsafety/security,forinstance.
Beyondthis,thereisindigenousknowledgethatissymbolic,metaphoric,andvisionary,thoughoftenfunctionallyrelatedtolandandlandfeatures.Thisdeepknowledge,withitsobligationsofstewardshipoftheland—asincustomaryrestrictionsonusing‘sacredlands’whicharealsoaprotectedforest—togetherwiththelocation-andresource-speci c,problem-orientedITK,providethebasisforlocalpeople’sparticipation.
Thechallengeistointegratetheinsiders’pragmatic,ifsometimesalsomystical,knowledge(ISK)whichre ectslocalneeds,withtheexternaldemandsthatareratchetingupwithglobalisation.Therationalebehindthisintegrationisanalogoustoseeing‘communityparticipation’as‘mediation’,the‘thirdway’betweenfacilitatingexternalprojects,and,autonomousempowerment.ITK/ISKarekeystonesinthisprocess,becausetheyareameasureofthecapabilityandcompetenceofthelocalcommunity,andtheirownershiphasthepotentialtoplacethecommunityonanequalstatuswithoutsider‘experts’.
7.2.OwnershiporcontrolofISKcanempowerthecommunity
Empowermentisthedeepestoftheintentsofparticipation,andpromotingISKby,within,andfor,thelocalcommunityisamajorinstrumenttowardsthis.P-GISshouldprovidethepotentialforamoreequalexchangeofinformationandvaluesandunderstandingbetweenthepartiesinvolved,asfrequentlyasserted(e.g.Aberley,1993;Poole,1995;Gonzalez,2000;Weiner,Warner,Harris,&Levin,1995).CarryingoutaGISexercisewiththeproperinvolvementoflocalpartiesaffectsempowerment,andstrengthensthecapabilitiesofthoseparties.BeinginvolvedinaGISmeansthat‘‘thestakeholderpartiesarebeingtakenseriouslyy[through]ygreateropennessandaccountabilityonbehalfofdecisionmakers’’(Carver,2001).
However,iftheinputdataor(GIS)outputarenotparticipatorilyprocessedinsitu,theempowermentbene tsmaybelost,becauseanalienationbetweenpeopleand‘their’datacanarise(Jordan&Shrestha,1998).ThisisovercomewhentheGISperseisintegratedinto,andisseenas,avitalcomponentof,thewholeprocessofdecision-makinginPSP;thustheimportanceofusingparticipatoryresearchasthemethodologicalapproach,andGISasthetechnicaltool.Conversely,GISandmapsareanecessarybutnotsuf cientconditionbythemselvesforlocaldevelopment.Theymustbede nitivelyembeddedinparticipation,notjustasanoperationalmechanism,butdeliberatelyasatoolforempoweringlocalpeople.
7.3.Power
ThispositivespinonISKandempowermentmustbecounteredbytheideathat‘informationperseisnotpower’.Social-economicdevelopmentandimplementationaredirectedmuchmorebyrelativepowerandaccesstoandcontrolover,resources,thanby(geo-)information.13Thenexusanddeliverymechanismsofsocial–politicalpowerareformedby‘‘y‘thingslikethepoliticalprocess,thepropertymarket,propertydevelopment’y’’accordingtotheLondonrespondentsCritiquesalongtheselinesarenotnew—e.g.Yapa(1991),Pickles(1995),Rundstrom(1995),Harrisetal.(1995),debatesintheVareniusproject,Craigetal.(2002).13
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quotedbyHaklayandHarrison(2002,p.15).Thesesamerespondentsdemonstratedtheir‘‘yhealthyscepticismoftheabilityofPPGIStoalterpowerrelations’’.Similarly,inevaluatingwhyaGIStransfer-of-technologyprojectinIndiawasunsustainable,node cienciesinGISandcomputingcapabilitieswerefound,‘‘nocomputingproblemseemedbeyondtheirabilitytosolve’’.Thatisnotwheretheproblemslie,‘‘theproblemsofdevelopmentaredrivenybysocio-economicconsiderations’’(Hutchinson&Toledano,1993).
WhereversomeactorsgainfromintroductionofGIS,othersocialgroupswillloseout,becomingyetmoremarginalised.(P-)GISsimultaneouslyboth‘empowersandmarginalizes’(Brodnig&Mayer-Schonberger,2000).Onlywhere(geo-)informationshiftsthebalanceofpowersfromthe‘‘strongpublics’’tothe‘‘counter-publics’’14andchangesdifferentialaccesstoresources,aswellastoinformation,canitbeconsideredtoprogressivelyre-orientdevelopment.
Thereisarelationshipherewiththe‘exclusion’oftheinformationunderclass(Section5).TheGIT-literateareanywaytheeconomicallyandsociallypowerful,andthoughcriticalofgovernmentdecisions,areunlikelytobeupsettingthewholesocialapplecart.Evenwithadegreeof‘opengovernment’,informationaccruestothosealreadywithmostresources,rmationisaresourcewhosevalueisrealisedonlyincombinationwithothersocial/politicalresources,especiallypowerandaccesstopolicyinstruments.Thisisequallytrueforcustomaryknowledgewithinindigenoussocietiesliabletocontrolbyanolder,male,orclass,elite.Localsociety,whetherurbancommunityorruralvillage,isnotequitable,and‘participation’hastostruggletoreachthepower–poor,marginalisedandinarticulate.‘WerealisedthatsomerichandpowerfulpeopleinthecommunityobjectedtotheopenandparticipatoryusesofGIS’inruralGhana(Kyem,2002).
Carver(2001)beginsareviewof‘participationandGI’withthepessimisticideathatpossiblythegeneralpublicdonotwanttobemorecloselyinvolvedindecision-making,butheaddsthesigni cantquestionofwhetherpolicy-makersandpower-brokersactuallyvaluepublicinput.Developmentandinstallationofimproved(spatial)informationcapabilities(suchasGIS)needtoruninparallelwithimprovedinstitutionalsafeguardsforreasonablepublicaccessanduse.
Thereisayetunburiedmythabout‘value-neutralGIS’.GISisnomoreneutralthanstatisticsorbulldozers,italldependsonwhatitisbeingusedfor,andonwhoiscontrollingit.‘‘AGISre ectsthemandate[andthevalues,goals,biases]oftheagencythatoperatesit’’(Harrisetal.,1995).Itisaxiomaticthatgoodgovernancerestsnotonthetools,butonhowtheyareused,andbywhom.
7.4.Dimensionsofgovernanceand(P-)GIS
Giventhemessagesthatontheonehand,‘ownership’anduseofISKcanempower,andontheotherhand,(geo-)informationistheservantofthestatusquopowerstructure,inwhatrespectscanP-mapping/P-GISsupportgoodgovernance?FortheGISproponent,theaimmustbeto14TermsfromAitken(2002).
费力好大劲才搞到的 地理信息系统 gis 英语论文
M.K.McCall/HabitatInternational27(2003)549–573569
identifythosefeaturesthatmakeP-GISutilisingISKmorecompatiblewiththetenetsandmeasuresofgoodgovernanceinPSP.
7.5.Legitimacy
P-GIS(andP-mapping)createopportunitiestovisualisethe(spatial)interests,needsandpotentialsofgroupsdisparateintermsoflocality,ethnicity,gender,orclass.Thus,theycanworktowardsbettergovernance,inthatthe‘governing’recogniseandappreciatetherepresentationsofthelegitimateinterestsofthe‘governed’.
However,muchofwhattermsitself‘P-GIS’and‘participatoryplanning’correspondstotheweakestoftheparticipationintentions(Section4)andisconcernedonlywith‘facilitating’more‘ef cient’implementation.Insuchapplications,alazyapproachistakenintermsofwhatsortsofindigenousknowledgearecollected,andthereisusuallyverylittle‘triangulation’(cross-checking)whichisasinequanonofPRA.
7.6.Respectforrights
Explicitly,P-GISprovidesaframeworkforlegal,politicalandadministrative(planning)legitimacy,suchaswithP-GIS/P-mapsusedforregisteringandlegalisingcustomarylandorneighbourhoodclaims.P-GISiscapableofsystematicallyidentifyingandrepresentingthespatialrightsofpeopletotheirlandandlandresources,intermsofownership,access,useandmanagement.
Implicitly,theapplicationofP-GISrespectsthevalueandintegrityofindigenouslocalknowledgeasanessentialelementinparticipatoryplanning;andP-GISworkstooperationaliseITK/ISKbylocating,analysingandpresentingit.
7.7.Equity
WhenP-GISisappliedtoequitymapping,itreinforcesarespectforminorities,theinarticulate,andtheresource-andpower-poor.
Thedistributionoverspaceofservices,functionsandresources(fromgovernmentorprivatesector)arehighlightedinP-GISindicators,morethaninaconventionalGIS.Moreoverthesourcesofinformationfortheseindicatorsarethepeopleaffected,notjustthetechnicalplanners.ItispertinentthatP-GISimplies‘people’sparticipation’atleasttosomedegree,whichformsthebasisforequityaswellaslegitimacy.
petence(ef ciency)
Onthisgovernancedimension,P-GISisnotsodifferentfromconventionalGIS,buttheparticipatoryelementinP-GISaddsthefactorthattheef ciencyandeffectivenessofthegoverningtowardsthegoverned—intermsofserviceprovision,responsetoneeds—canbetransparentlytested.
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